Nicholas Investment Partners

Disclaimer

By using this website you are agreeing to the terms below:

Nicholas Investment Partners, LP ("Advisor") is a registered investment adviser located in Rancho Santa Fe, California. Advisor and its representatives are following the current notice filing requirements imposed upon registered investment advisers by those states in which Advisor maintains clients. Advisor may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. For information pertaining to the registration status of Advisor, please contact the SEC or the state securities regulators for those states in which Advisor maintains a notice filing. Registration with the SEC does not imply a certain level of skill or training.   A copy of Advisor's current written disclosure statement discussing Advisor's business operations, services, and fees is available from Advisor upon written request. 

Advisor's web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Advisor's web site on the Internet should not be construed by any consumer and/or prospective client as Advisor's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Advisor with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. 

Advisor does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Advisor's web site or incorporated herein, and takes no responsibility therefore. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client's investment portfolio. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Although Nicholas attempts to limit portfolio risk, risk management does not imply low risk. All risk models are inherently limited and subject to changes in economic, political and market conditions, as well as changes in the strategies holdings, among other things, which could affect the risk profile of any portfolio managed by Nicholas. All investments are subject to some degree of market and investment specific risk, among others. The value of investments can go down as well as up, and a loss of principal may occur.  Small- and mid-cap stocks may be subject to a higher degree of risk than larger more established companies’ securities. The liquidity of the markets for these small and mid-cap stocks may adversely affect the value of these investments.  The Advisor may engage in the short sale of securities in some strategies.  A short sale involves a finite opportunity for appreciation, but a theoretically unlimited risk of loss.

Any decisions based on information contained on this website are the sole responsibility of the visitor and by using Nicholas’ website visitors are agreeing to hold Nicholas harmless against any claims of damages arising from any decisions based on information contained on the site.

 

Copyright by Nicholas Investment Partners 2016. All rights reserved.